{"id":53528,"date":"2023-05-20T16:40:53","date_gmt":"2023-05-20T11:10:53","guid":{"rendered":"http:\/\/finservwealth.com\/amcs-must-set-up-robust-surveillance-internal-control-system-to-prevent-fraud-sebi-paper-2\/"},"modified":"2023-05-20T16:40:53","modified_gmt":"2023-05-20T11:10:53","slug":"amcs-must-set-up-robust-surveillance-internal-control-system-to-prevent-fraud-sebi-paper-2","status":"publish","type":"post","link":"https:\/\/finservwealth.com\/hi\/amcs-must-set-up-robust-surveillance-internal-control-system-to-prevent-fraud-sebi-paper-2\/","title":{"rendered":"AMCs must set up robust surveillance, internal control system to prevent fraud: Sebi paper"},"content":{"rendered":"<p> Asset managers would be required to take &#8220;appropriate action&#8221; against entities, including their employees, who are found to be directly or indirectly involved in the cases of misconduct, the market regulator said.<\/p><div id=\"finse-4167499437\" class=\"finse-content finse-entity-placement\"><script async src=\"\/\/pagead2.googlesyndication.com\/pagead\/js\/adsbygoogle.js?client=ca-pub-9118214110898834\" crossorigin=\"anonymous\"><\/script><ins class=\"adsbygoogle\" style=\"display:block;\" data-ad-client=\"ca-pub-9118214110898834\" \ndata-ad-slot=\"\" \ndata-ad-format=\"auto\"><\/ins>\n<script> \n(adsbygoogle = window.adsbygoogle || []).push({}); \n<\/script>\n<\/div>\n<p><a href=\"https:\/\/www.moneycontrol.com\/news\/mutual-funds\/amcs-must-setrobust-surveillance-internal-control-system-to-prevent-fraud-sebi-paper_17016891.html\" target=\"_blank\" class=\"feedzy-rss-link-icon\" rel=\"noopener\">Read More<\/a><\/p>\n<p>\u200b\u00a0Asset managers would be required to take &#8220;appropriate action&#8221; against entities, including their employees, who are found to be directly or indirectly involved in the cases of misconduct, the market regulator said. Asset managers would be required to take &#8220;appropriate action&#8221; against entities, including their employees, who are found to be directly or indirectly involved in the cases of misconduct, the market regulator said.\u00a0\u00a0Moneycontrol Latest News\u00a0<a href=\"https:\/\/www.moneycontrol.com\/news\/mutual-funds\/amcs-must-setrobust-surveillance-internal-control-system-to-prevent-fraud-sebi-paper_17016891.html\" target=\"_blank\" class=\"feedzy-rss-link-icon\" rel=\"noopener\">Read More<\/a>\u00a0\u00a0<\/p>","protected":false},"excerpt":{"rendered":"<p><!-- wp:html --><\/p>\n<p> Asset managers would be required to take &#8220;appropriate action&#8221; against entities, including their employees, who are found to be directly or indirectly involved in the cases of misconduct, the market regulator said.<\/p>\n<p><a href=\"https:\/\/www.moneycontrol.com\/news\/mutual-funds\/amcs-must-setrobust-surveillance-internal-control-system-to-prevent-fraud-sebi-paper_17016891.html\" target=\"_blank\" class=\"feedzy-rss-link-icon\" rel=\"noopener\">Read More<\/a><\/p>\n<p>\u200b\u00a0Asset managers would be required to take &#8220;appropriate action&#8221; against entities, including their employees, who are found to be directly or indirectly involved in the cases of misconduct, the market regulator said. Asset managers would be required to take &#8220;appropriate action&#8221; against entities, including their employees, who are found to be directly or indirectly involved in the cases of misconduct, the market regulator said.\u00a0\u00a0Moneycontrol Latest News\u00a0<a href=\"https:\/\/www.moneycontrol.com\/news\/mutual-funds\/amcs-must-setrobust-surveillance-internal-control-system-to-prevent-fraud-sebi-paper_17016891.html\" target=\"_blank\" class=\"feedzy-rss-link-icon\" rel=\"noopener\">Read More<\/a>\u00a0\u00a0<\/p>\n<p><!-- \/wp:html --> Asset managers would be required to take &#8220;appropriate action&#8221; against entities, including their employees, who are found to be directly or indirectly involved in the cases of misconduct, the market regulator said.<\/p>","protected":false},"author":0,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"content-type":"","_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"neve_meta_sidebar":"","neve_meta_container":"","neve_meta_enable_content_width":"","neve_meta_content_width":0,"neve_meta_title_alignment":"","neve_meta_author_avatar":"","neve_post_elements_order":"","neve_meta_disable_header":"","neve_meta_disable_footer":"","neve_meta_disable_title":"","_themeisle_gutenberg_block_has_review":false,"footnotes":""},"categories":[70],"tags":[],"class_list":["post-53528","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-latest-news"],"jetpack_featured_media_url":"https:\/\/www.moneycontrol.com\/news_image_files\/2022\/200x200\/s\/sebi_200.jpg","_links":{"self":[{"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/posts\/53528","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/types\/post"}],"replies":[{"embeddable":true,"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/comments?post=53528"}],"version-history":[{"count":0,"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/posts\/53528\/revisions"}],"wp:attachment":[{"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/media?parent=53528"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/categories?post=53528"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/finservwealth.com\/hi\/wp-json\/wp\/v2\/tags?post=53528"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}